Association of investment adviser in Japan

Association of general corporate judicial person Japan investment adviser (いっぱんしゃだほうじんにほんとうしこもんぎょうきょうかい) is a corporate judicial person of the Japanese cause Financial Services Agency jurisdiction established based on the investment adviser method for the purpose of the fair and smooth administration of the protection of investors and the duties about the investment advisor, the healthy development of the investment adviser in 1987. The chairperson is Yoichiro Iwama.

Table of contents

Summary

An investment use supplier and investment advice, the investment agent must receive the registration of the Prime Minister by a rule of Financial Instruments and Exchange Law. The supplier who received registration is given the registration number of the financing chief of the bureau name. Association of investment adviser in Japan is any participation, but performs the establishments of the self-imposed restraint rule.

The investment use work, investment advice, agency

I say the following content.

• The investment use work

1, entrusted investment service

Authority more necessary for an investment judgment and investment than investors is delegated and, based on an investment leaving a matter entirely contract, invests it.

2, the duties that apply the fund

I receive investments from investors and manage the funds such as a fund or the association investing to various financial products which assume real estate and others original assets.

• Investment advice, agency

Investment advice duties

Based on the investment advisor whom I fixed between a customer or an advice contract, I perform the advice about the investment in financial products judgment such as securities, but a customer performs the investment judgment.

Substitution, mediation duties

I mediate substitution of the conclusion of the investment leaving a matter entirely contract with an investment use supplier or an investment advice supplier and the customer or investment advisor contracts such as the advice.

The above is the guideline that association of investment adviser in Japan shows.

Location

1-5-8, Nihonbashikayabacho, Chuo-ku, Tokyo Tokyo Shoken Kaikan the seventh floor

Outside link

• Association of general corporate judicial person Japan investment adviser
• To go out with a person of investment adviser smart

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